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Compliance significa estar em conformidade com algo. Numa perspetiva empresarial, Compliance é a área responsável pelo cumprimento de normas, quer internas, quer externas. Esta é uma área funcional que tem vindo a desempenhar um papel cada vez mais importante, sobretudo nas instituições financeiras, na sequência da crise financeira de 2008. Dada a sua função de supervisão dentro da organização, há determinadas características que lhe têm que estar associadas como, por exemplo, a independência, a objetividade e a permanência. Estas características são desafiadas quando ocorrem processos de integração de áreas ou departamentos de Compliance É precisamente neste contexto de integração de departamentos que surge o problema/questão que dá origem ao trabalho realizado: como integrar dois sistemas de Compliance no âmbito de um processo de integração organizacional? Este trabalho surge no contexto de um estágio realizado no departamento de Compliance do BNP Paribas Factor Portugal, que teve que integrar uma outra entidade do Grupo, a Internacional Trade Partners. Para responder a esta questão, foi utilizado o método de investigação-ação, enquanto investigador/ator fui desafiado a ajudar no processo de decisão. Esta integração entre os departamentos de Compliance foi feita através de uma adaptação da estrutura de Compliance da entidade de Factoring à realidade da Internacional Trade Partners
Compliance means to be compliant with something. From a business perspective, Compliance is the area responsible for complying with standards, both internal and external. This is a functional area that has been playing an increasingly important role, especially in financial institutions, following the 2008 financial crisis. Given its supervisory role within the organization, there are certain characteristics that must be associated with it, such as, for example, independence, objectivity, and permanence. These characteristics are challenged when processes of integration of Compliance areas or departments occur. It is precisely in this context of departmental integration that the problem/question that gives rise to the work carried out arises: how to integrate two Compliance systems within the scope of an organizational integration process? This work arises in the context of an internship carried out in the Compliance department of BNP Paribas Factor Portugal, which had to integrate another entity of the Group, International Trade Partners. To answer this question, the action-research method was used, and as a researcher/actor I was challenged to help in the decision-making process. This integration between the Compliance departments was made through an adaptation of the Compliance structure of the Factoring entity to the reality of Internacional Trade Partners.
Compliance means to be compliant with something. From a business perspective, Compliance is the area responsible for complying with standards, both internal and external. This is a functional area that has been playing an increasingly important role, especially in financial institutions, following the 2008 financial crisis. Given its supervisory role within the organization, there are certain characteristics that must be associated with it, such as, for example, independence, objectivity, and permanence. These characteristics are challenged when processes of integration of Compliance areas or departments occur. It is precisely in this context of departmental integration that the problem/question that gives rise to the work carried out arises: how to integrate two Compliance systems within the scope of an organizational integration process? This work arises in the context of an internship carried out in the Compliance department of BNP Paribas Factor Portugal, which had to integrate another entity of the Group, International Trade Partners. To answer this question, the action-research method was used, and as a researcher/actor I was challenged to help in the decision-making process. This integration between the Compliance departments was made through an adaptation of the Compliance structure of the Factoring entity to the reality of Internacional Trade Partners.
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Compliance Integração BNP Paribas Integration